Services

Our services include legal and regulatory advice on financial services legislation and regulation , structuring and legal relationships.

Legislation

  • The Financial Advisory and Intermediary Services Act, 37 of 2002
  • The Financial Intelligence Centre Act, 38 of 2001
  • The Collective Investment Schemes Control Act, 45 of 2002
  • The Protection of Personal Information Act, 4 of 2013
  • The Protection of Access to Information Act, 8 of 2017
  • The Financial Sector Regulation Act, 9 of 2017
  • The Electronic Communications and Transactions Act, 25 of 2002
  • Companies Act, 72 of 2008.

Regulatory Impact Assessments

It is important to consider the potential legal and regulatory risks before embarking on a new business venture. Regulatory Impact Assessments provide crucial information to decision makers, to enable them to understand their regulatory universe and implement plans in a way that minimises the risk to their business.

Corporate Commercial Services

  • Advice and legal opinions
  • Facilitation of applications for authorisation as financial services providers
  • Drafting of commercial documents and agreements, such as shareholders agreements, partnership agreements, non-disclosure agreements and fund management agreements
  • Corporate Governance advice including advice on The King IV Report on Corporate Governance, the Common Law and the Companies Act, 71 of 2008.


Contact us to find out how we can help you.

Who will benefit from our services

Our background in legal and regulatory compliance allows us to advise a range of stakeholders in the financial services and broader commercial industry, including Financial Service Providers, Fund Managers, Private Equity and Venture Capitalists as well as businesses operating within the financial services industry. We strive to understand the needs of our clients and provide practical and well placed solutions.